Alternative Trading Systems

Results: 286



#Item
221Financial markets / Finance / Mathematical finance / Trading halt / Algorithmic trading / Futures exchange / Alternative Trading Systems / Investment Industry Regulatory Organization of Canada / Financial economics / Stock market / Investment

Universal Market Integrity Rules Rules & Policies PART 9 – TRADING HALTS, DELAYS AND SUSPENSIONS 9.1

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Source URL: www.iiroc.ca

Language: English - Date: 2013-09-04 11:54:05
222Financial markets / Stock market / United States Securities and Exchange Commission / United States securities law / Securities Act / Universal Market Integrity Rules / Alternative Trading Systems / Short / Canadian securities regulation / Financial economics / Investment / Finance

Universal Market Integrity Rules Rules & Policies PART 3 – SHORT SELLING 3.1

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Source URL: www.iiroc.ca

Language: English - Date: 2014-05-09 15:08:40
223Investment / Stock market / United States Securities and Exchange Commission / United States securities law / Universal Market Integrity Rules / Alternative Trading Systems / Securities Act / Canadian securities regulation / Dark liquidity / Financial economics / Financial markets / Finance

Universal Market Integrity Rules Rules & Policies PART 10 – COMPLIANCE 10.1

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Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 12:15:52
224Finance / Canadian securities regulation / Alternative Trading Systems / Order / Stock market / Dark liquidity / Market / Algorithmic trading / Financial markets / Financial economics / Economics

OSC Staff Notice[removed]Market Regulation Branch Annual Report

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-08-26 17:08:13
225Primary dealers / Finance / Stock market / Computer networking / Instinet / Alternative Trading Systems / Citigroup / Goldman Sachs / Algorithmic trading / Investment / Financial economics / Financial markets

Alternative Trading Systems, Effective Registrations as of May 1, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-06-10 17:57:08
226Direct Edge

Alternative Trading Systems: Active Filers as of October 15, 2010

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Source URL: www.sec.gov

Language: English - Date: 2010-11-12 11:12:43
    227

    Alternative Trading Systems Active Filers as of October 15, 2009 ATS Name

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    Source URL: www.sec.gov

    Language: English - Date: 2009-11-06 11:45:37
      228

      Alternative Trading Systems Active Filers as of June 1, 2011

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      Source URL: www.sec.gov

      Language: English - Date: 2011-06-08 16:38:26
        229Primary dealers / Finance / Stock market / Computer networking / Instinet / Alternative Trading Systems / Goldman Sachs / Algorithmic trading / Citigroup / Investment / Financial economics / Financial markets

        Alternative Trading Systems Effective Registrations as of August 1, 2013

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        Source URL: www.sec.gov

        Language: English - Date: 2013-08-08 11:16:31
        230

        Alternative Trading Systems, Active Filers as of March 15, 2010

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        Source URL: www.sec.gov

        Language: English - Date: 2010-03-25 17:47:57
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